Program summary card

 

Issue

Program rules/comments

Standard

ISO9001

Any other relevant document

Law 9000 published by SAI Global

Target audience

Legal practices

Global-Mark output document

Certificate of approval

Other Global-Mark output document

Nil

Certificate validity period

3 years

Certification mark that can be used by the client

Trust-Mark® Legal practice management

Can this mark be used on product?

No, but can be used on letterhead and other stationary

Periodicity of post certification reviews

6, 9, 9, 12 (then stays at 12) monthly

Periodicity of re-certification review

3 years

Steps to and post certification

 

Application

ü

Document review

ü

Pre-certification review

Optional

Certification review

ü

Technical file review

Nil

Follow-up review

ü

Post certification review

ü

Re-certification review

ü

Logo Law 9001

1              Overview

Legal firms are increasingly expected to have sound management systems that are reliable and well maintained. This allows the firm, its partners, directors, officers and customers to have confidence in the processes of the firms, its decisions, advice and actions.

 

ISO9001 is the international standard on quality management. It is a broad and generic standard that is being used in many business or government sectors.

 

Law 9000 tailors and better defines the requirements of ISO9001 as they apply to legal practices.

 

Whilst certification is not mandatory (it can be if required by contract), once a practice has decided to seek certification the requirements of ISO9001 incorporating Law 9000 become mandatory and should be implemented across the practice consistently.

2              In simple terms

Quality assurance and quality management are very widely discussed and published topics at present.

 

Many compliance programs and regulations are being designed around a management system approach, which provides confidence to stakeholders.

 

This is an effective and efficient way to handle risks, which would have significant business, client or community impacts.

 

Certification will assist firms prove and demonstrate that they have sound systems, are keeping them up to date and remain in continued compliance.

3              Specific program conditions

Legal firms need to comply with ISO9001 and the interpretation provided in Law 9000 (published and distributed by SAI Global).

 

It is also strongly recommended that firms seeking certification give full considerations to the interpretations provided in SAI-Global document: GB009.3 Understanding Law 9000 Legal Best Practice, A quality management system for legal practices.

 

Law 9000 also refers to applicable Commonwealth, State or Territory Legislation and Regulations, which if applicable need to be included in the legal firm management systems and implemented.

4              What documents/records are needed to understand this program

In order to understand our program you should also access and be aware of the following documents:

·         G-00: Client Pack

·         MSP-00: Introduction to our management systems

·         MSP-01: Nomenclature and definitions

·         MSP-24 Appeals

 

How to Apply